Services Detail
Compliance & Risk Programs
RWC’s compliance infrastructure is built to satisfy all U.S. federal MSB requirements.
Framework Includes:
- Written AML Policy & Procedures Manual (50+ pages)
- Customer Identification Program (CIP)
- Enhanced Due Diligence (EDD)
- OFAC SDN and global sanctions screening
- Transaction monitoring alerts
- Case management and SAR workflow
- Risk-Based Approach scoring engine
- Mandatory training programs
- Annual Independent AML Audit
Outcome:
- A comprehensive compliance environment suitable for partnerships with banks, processors, fintechs, and enterprise clients.