AML/KYC STATEMENT

Other ANNEX

AML/KYC STATEMENT

Last Updated: October 15th 2025

Ravenswood Capital Inc. operates under U.S. federal regulations, including the Bank Secrecy Act (BSA) and FinCEN MSB requirements. Our mandate is to prevent money laundering, terrorist financing, sanctions evasion, fraud, and other financial crimes.

  1. Identity Verification

All clients must complete mandatory KYC procedures, including:

  • Identity verification
  • Beneficial ownership identification (UBOs)
  • Proof of address
  • Corporate structure validation
  • Verification of authorized signatories
  1. Risk-Based Approach

We apply a risk-based AML model that includes:

  • Client risk scoring
  • Transaction monitoring
  • Enhanced due diligence (EDD)
  • Sanctions screening
  • Ongoing verification
  1. Documentation Requirements

Clients may be required to submit:

  • Corporate certificates
  • Source of funds documentation
  • Tax identification information
  • Financial statements
  • Contracts or invoices related to transactions
  1. Regulatory Reporting

Ravenswood may file:

  • Suspicious Activity Reports (SARs)
  • Currency Transaction Reports (CTRs)
  • Sanctions-related notifications

We are prohibited from disclosing when such reports are filed.

  1. Commitments

Ravenswood maintains:

  • Independent AML audit reviews
  • Staff training programs
  • Internal policies meeting U.S. federal standards